Transitioning EMIR and MiFIR Reporting
Industry Backdrop Clearly the news that CME Group have both decided to wind down their regulatory reporting business in November 2020 is unwelcome news for those currently using their regulatory…
read moreIndustry Backdrop Clearly the news that CME Group have both decided to wind down their regulatory reporting business in November 2020 is unwelcome news for those currently using their regulatory…
read moreWhat is the SFTR Reporting Obligation? The Securities Financing Transactions Regulation (SFTR) is the EU’s regulatory response to the Financial Stability Board’s policy proposals for greater transparency. The main SFTR articles…
read moreThe diverse set or reports that investment firms are now required to submit to regulators and clients has exploded over the last decade, and does not look like abating any…
read moreIt’s been nearly 2 years since MiFID II went live and firms are continuing to enhance compliance of their MiFIR transaction reporting solutions. Post MiFID II go-live back in January…
read moreThe MiFID II Systematic Internaliser (SI) regime comes into force on the 1st September and ESMA has now released the total volume of transactions executed across the European Union (“EU”)…
read moreIt would seem that for many firms subject to MiFID II, trade and transaction reporting operations got off to a decent start. There is, however, still plenty to do during…
read moreWhilst execution venues, which include regulated markets, MTFs, OTFs and SIs, will be required to publish data relating to the quality of execution of all transactions at their venue, buy-side…
read moreOf course, the overall impact on asset management firms of the UK’s decision to leave the EU will depend upon the nature of the firm and the scope and scale…
read moreThe RTS hasn’t been finalised yet, so there’s no need to start thinking about it yet…right? No…in all likelihood, transaction reporting under SFTR is going to be complex and a…
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