Transitioning EMIR and MiFIR Reporting
Industry Backdrop Clearly the news that CME Group have both decided to wind down their regulatory reporting business in November 2020 is unwelcome news for those currently using their regulatory…
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Nik Volpe
SFTR Reporting Reprieve for AIFs
What is the SFTR Reporting Obligation? The Securities Financing Transactions Regulation (SFTR) is the EU’s regulatory response to the Financial Stability Board’s policy proposals for greater transparency. The main SFTR articles…
read moreA Consolidated Regulatory Reporting Target Operating Model
The diverse set or reports that investment firms are now required to submit to regulators and clients has exploded over the last decade, and does not look like abating any…
read moreHow Effective is your MiFIR Transaction Reporting Operating Model?
It’s been nearly 2 years since MiFID II went live and firms are continuing to enhance compliance of their MiFIR transaction reporting solutions. Post MiFID II go-live back in January…
read moreWhat is your Systematic Internaliser (SI) Status?
The MiFID II Systematic Internaliser (SI) regime comes into force on the 1st September and ESMA has now released the total volume of transactions executed across the European Union (“EU”)…
read moreHave we finished MiFIR trade and transaction reporting?
It would seem that for many firms subject to MiFID II, trade and transaction reporting operations got off to a decent start. There is, however, still plenty to do during…
read moreHow will you use MiFID II RTS 27 reports for Best Execution?
Whilst execution venues, which include regulated markets, MTFs, OTFs and SIs, will be required to publish data relating to the quality of execution of all transactions at their venue, buy-side…
read moreHow is your Brexit planning coming along?
Of course, the overall impact on asset management firms of the UK’s decision to leave the EU will depend upon the nature of the firm and the scope and scale…
read moreSFTR transaction reporting – should we make a start?
The RTS hasn’t been finalised yet, so there’s no need to start thinking about it yet…right? No…in all likelihood, transaction reporting under SFTR is going to be complex and a…
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