Regulatory Reporting Target Operating Model

We were engaged by a UK Asset Manager to design a centralised regulatory reporting target operating model to support client and regulator reports.
How we helped our client
  • Provided expertise to understand and articulate the business requirements, controls and governance structure needed for a centralised regulatory reporting target operating model
  • Performed a detailed assessment of the target operating model against specific regulatory and client requirements, and market best practices
How the client benefited
  • Provided a roadmap of actions to harmonise processes and governance of regulatory reporting tailored to the client’s business, to support MiFID II, EMIR and MAS reporting
  • Clearly documented regulatory reporting operating model that provided a reference point for assessing the impacts of evolving client and market driven reporting requirements
  • Identified and agreed a series of improvements that would significantly enhance the client’s reporting processes and controls and mitigate regulatory risk
Please get in touch to see how we can help you.